Thank you to our sponsors for helping make the
12th Annual Canadian Securities Lending Conference possible
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2021, BNY Mellon had $41.7 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.
CIBC Mellon is dedicated to helping Canadian institutional investors and international institutional investors into Canada service their financial assets throughout the investment lifecycle. Founded in 1996, CIBC Mellon is 50-50 jointly owned by The Bank of New York Mellon (BNY Mellon) and Canadian Imperial Bank of Commerce (CIBC). CIBC Mellon delivers informed investment services for investment funds, pension plans, insurance companies, banks, foundations, endowments, corporations, and global financial institutions whose clients invest in Canada. As of March 31, 2021, CIBC Mellon had more than C$2.3 trillion in assets under custody and/or administration. CIBC Mellon is part of the BNY Mellon network, which as of March 31, 2021 had US$41.7 trillion in assets under custody and/or administration. CIBC Mellon is a licensed user of the CIBC trademark and certain BNY Mellon trademarks, is the corporate brand of CIBC Mellon Global Securities Services Company and CIBC Mellon Trust Company and may be used as a generic term to refer to either or both companies. www.cibcmellon.com
National Bank Financial Markets is the trade name of the Financial Markets division of National Bank of Canada. National Bank Financial is a fully-integrated investment dealer combining retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance, and securities clearing for third parties. National Bank Financial Markets has a major presence in Toronto, Montreal, Calgary, and Vancouver, as well as operations in the United States, Europe and Asia. Our professionals are passionate, entrepreneurial and client-focused team. Our “One Client, One Bank with One Mission – Putting People First” culture creates an environment of collaboration and accountability. We work together to deliver solutions that help our clients achieve long-term success.
Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.
Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.
Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enable our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 86,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada’s biggest bank, and one of the largest in the world based on market capitalization, we have a diversified business model, including capital markets, investor and treasury services, wealth management, personal and commercial banking, and insurance, with a focus on innovation and providing exceptional experiences to our 17 million clients in Canada, the U.S. and 34 other countries. Learn more at rbc.com.
As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. Our corporate, government, and institutional clients choose us for our innovation, execution, and experience.
With more than 4,600 professionals operating out of 15 offices around the world, we help our clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
We are growth-oriented, people-focused, and community-minded. As an integrated team, we work to deliver value for our clients every day.
EquiLend is a global financial technology firm offering trading, post-trade, market data, regulatory and clearing services for the securities lending, collateral, and swaps industries. EquiLend’s services include:
• NGT, the securities finance industry’s most active trading platform
• Collateral Trading, enabling funding and financing desks a centralized way to execute and manage trade structures with their counterparties
• Swaptimization, automating global equity total return swaps trading workflow
• EquiLend Post-Trade Suite for securities finance operations
• DataLend, providing performance reporting and global securities finance data to agent lenders, broker-dealers, beneficial owners and other market participants
• EquiLend Clearing Services, offering trading services and CCP connectivity
• EquiLend SFTR, a no-touch, straight-through solution for the Securities Financing Transactions Regulation
• EquiLend Spire, a front-, middle- and back-office platform for securities finance businesses
Coffee Break Sponsor
At Northern Trust, we strive to improve performance and drive operational efficiency with our innovative solutions across securities lending, foreign exchange, institutional brokerage and transition management. Securities lending can play a significant role in your investment portfolio and risk management strategy and we are committed to providing you a flexible, customizable and transparent program to bring enhanced returns to investors who lend.
Broadridge, a global fintech leader with $5 billion in revenues, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology and data and analytics solutions that help transform their businesses. The world’s leading companies and financial institutions recognize us as an invaluable partner. We handle millions of trades a day involving trillions of dollars, deliver essential communications for over 5,000 brands and manage shareholder voting in 90 countries.
CIBC is a leading North American financial institution with 11 million personal banking, business, public sector and institutional clients. Across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, CIBC offers a full range of advice, solutions and services through its leading digital banking network, and locations across Canada with offices in the United States and around the world.
CIBC Capital Markets provides industry-leading solutions and research across global markets, investment banking, corporate banking and sustainability, for corporates, governments and institutional clients in key markets globally.
Leverage leading insights and stay abreast of developments in the markets with our Insights Portal
J.P. Morgan Securities Services provides custody, accounting, administration, middle office, collateral and performance management services to institutional investment managers, pension funds and governments. For over four decades, we have helped clients enhance portfolio returns and meet their evolving needs with customized agency lending solutions linked to our global markets and trading capabilities. As an industry leader helping to safeguard over $31 trillion in client assets under custody, we have a strong focus on risk management, innovation, operational excellence, global processing and superior client service.
J.P. Morgan is a global leader in banking, markets and investor services. We provide strategic advice, raise capital, manage risk and extend liquidity to the world’s most prominent corporations, governments and institutions across 100+ countries. www.jpmorgan.com/securities-services
Scotiabank is a leading bank in Canada and a leading financial services provider in the Americas. We are here for every future. We help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
Securities Finance Times (SFTimes) is the only industry newsletter that exclusively covers the global securities borrowing and lending markets. The publication tracks US and international companies, providing insights into securities FINANCE operations around the globe. In a fast-paced and dynamic industry, SLTimes is written for borrowers and lenders alike. Whether they are traders, prime brokers, hedge funds or beneficial owners, the newsletter will keep senior executives abreast of the latest SBL news in areas such as regulation, trends, data, technology, conferences and people moves. In addition to exclusive news, SLTimes will provide expert commentary and analysis, helping professionals to better understand exactly how the news and trends impact them. The electronic newsletter will also include regular panel discussions, feature articles and interviews to keep you up to date with the thoughts and opinions of the industry’s leaders.